Name: Regulatory Change & Reporting Forum
Start: 03/10/2021 10:00 PM +00:00
End: 07/10/2021 09:00 PM +00:00

<a href="https://nam04.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.calypso.com%2F&amp;data=04%7C01%7Cmholder%40axiomsl.com%7C16ae8ec2b0e148718c1d08d97472ca14%7C4ba5480ce91140db8b708763ff242e83%7C0%7C0%7C637668858730835864%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C1000&amp;sdata=ySAjjNpx2twrKOm0frU%2BZLXYFa66MIprsz%2FU%2FVRgrGc%3D&amp;reserved=0">Calypso Technology</a> and <a href="https://nam04.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.axiomsl.com%2F&amp;data=04%7C01%7Cmholder%40axiomsl.com%7C16ae8ec2b0e148718c1d08d97472ca14%7C4ba5480ce91140db8b708763ff242e83%7C0%7C0%7C637668858730845815%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C1000&amp;sdata=1y5GiBslch3ywXRLzfWoVBwt0pDWt3Iu2v74a4E4A8Y%3D&amp;reserved=0">AxiomSL</a> have combined forces under a new name: Adenza. Adenza provides customers with end-to-end, trading, treasury, risk management and regulatory compliance platforms which can be delivered on-premise or on-cloud. Adenza enables financial institutions to consolidate and streamline their operations with front-to-back solutions integrated with data management and reporting, benefitting from a single source of truth across the business.&nbsp;With headquarters in London and New York, Adenza has more than 60,000 users across the world&rsquo;s largest financial institutions spanning global and regional banks, broker dealers, insurers, asset managers, pension funds, hedge funds, central banks, stock exchanges and clearing houses, securities services providers and corporates.&nbsp;Visit: <a href="https://nam04.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.adenza.com%2F&amp;data=04%7C01%7Cmholder%40axiomsl.com%7C16ae8ec2b0e148718c1d08d97472ca14%7C4ba5480ce91140db8b708763ff242e83%7C0%7C0%7C637668858730835864%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C1000&amp;sdata=AIkTljYZlWTNCOApQt%2FKYC7yBErE1EOBgX2W1Yq5V%2FU%3D&amp;reserved=0">www.adenza.com</a> to learn more.

ADENZA

Eigen Technologies is a global intelligent document processing company whose mission is to supercharge the way organizations operate by unlocking the value of their unstructured data. The Eigen&reg; no-code AI-powered platform enables users to accurately extract information from documents at scale. The result is usable accurate data that powers faster, smarter decision-making across your organization. Clients use Eigen to drive down costs, decrease time to value, improve data quality, automate workflows, calculate risks, meet reporting requirements and more. &nbsp; Our clients include Goldman Sachs, Allen &amp; Overy, Hiscox, and ING. Investors include Goldman Sachs, Temasek, Lakestar, Dawn Capital, and ING Ventures.

Eigen Technologies

Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk and compliance; and legal and regulatory sectors. We help our customers make critical decisions every day by providing expert solutions that combine deep domain knowledge with technology and services. Wolters Kluwer reported 2020 annual revenues of &euro;4.6 billion. The group serves customers in over 180 countries, maintains operations in over 40 countries, and employs approximately 19,200 people worldwide. The company is headquartered in Alphen aan den Rijn, the Netherlands. Wolters Kluwer shares are listed on Euronext Amsterdam (WKL) and are included in the AEX and Euronext 100 indices. Wolters Kluwer has a sponsored Level 1 American Depositary Receipt (ADR) program. The ADRs are traded on the over-the-counter market in the U.S. (WTKWY). About OneSumX: - A best-in-class integrated solution suite to ensure you have the systems and processes in place to comply with regulatory requirements and upcoming deadlines - Flexible, modular and bespoke layers of technology that can be crafted to suit your individual situation now, and for the long-term - A way to improve your financial institution&#39;s governance and decision making strategies and save time

Wolters Kluwer

Astrid Freier - Head of FinTech, PPI&nbsp;

Astrid Freier

Chair's Welcome and Opening Remarks

Matthew Tyrrell - Senior Manager, Central Data Services, FCA

Matthew Tyrrell

The Current Regulatory Regime & Data Collection Transformation

<ul>
<li>Panellists will be exploring regulatory effectiveness in the era of digitalisation</li>
<li>What are the current regulatory requirements across jurisdictions?</li>
<li>Where are the pockets of innovation, regulatory gaps, and how does this impact the industry?</li>
<li>How are banks consolidating their reporting solutions?</li>
</ul>
&nbsp;
Astrid Freier, Head of FinTech, PPI&nbsp;
Markus Cevela, Managing Director of Erste Group Services GmbH, Head of Statutory Reporting Austria
Colin Ware, Regulatory Product Manager, BNY Mellon
Christopher Owers, Executive Director - Head of UK Regulatory Transaction Reporting, UBS
Dr. Simone Bohnenberger-Rich, SVP of Product, Eigen Technologies

Dr. Simone Bohnenberger-Rich

Colin Ware

Markus Cevela

Christopher Owers

Keynote Panel Session – Opportunities, Challenges and Developments in Regulatory Reporting

<ul>
<li>How could we view regulatory changes?</li>
<li>How could we manage regulatory changes?</li>
<li>How could we leverage existing RegTech tools to manage regulatory changes?</li>
</ul>
Dr Gary Chia-Hsing Li, Head of Regulatory Affairs, Group Legal, Saxobank
&nbsp;

Dr. Gary Chia-Hsing Li

Leverage RegTech tools in the life cycle of regulatory change management

<ul>
<li>What are the biggest threats in finance today?</li>
<li>The role of document review in regulatory compliance exercises</li>
<li>How adaptable and scalable AI can future-proof your regulatory compliance strategy</li>
</ul>
&nbsp;
Dr Simone Bohnenberger-Rich - SVP Product, Eigen Technologies

Using AI to turn Regulatory Challenges into Opportunities

Astrid Frier, Head of FinTech , PPI AG
Dr Gary Chia-Hsing Li, Head of Regulatory Affairs, Group Legal, Saxobank
Dr Simone Bohnenberger-Rich, SVP Product , Eigen Technologies

Audience Q&A

This session will cover experiences in times of change with Erste Group AB.
<ul>
<li>Experience with a data model-based reporting approach</li>
<li>Development of reporting in a complex environment</li>
<li>Challenges of today and tomorrow</li>
<li>Reporting governance and innovative approaches: Achievements and outlook.</li>
</ul>
&nbsp;
Markus Cevela - Managing Director , Erste Group Services GmbH
Michael Zwettler - Head of Desk Innovation Framework, Erste Group Bank AG

Michael Zwettler

Taming the Reporting Tiger

Abhishek Awasthi - Product Manager AI\ML, Head of Client Consulting, Adenza

Abhishek Awasthi

Best Practice Case Study – Regulatory Data Strategy

Astrid Frier - Head of FinTech, PPI AG
Markus Cevela - Managing Director, Erste Group Services GmbH
Michael Zwettler - Head of Desk Innovation Framework, Erste Group Bank AG
Abhishek Awasthi - Product Manager AI\ML, Head of Client Consulting, Adenza

Networking Break & Sponsor Meetings

Hear from the panellists:
<ul>
<li>The outcome for DRR so far</li>
<li>What&rsquo;s the next steps for DRR</li>
<li>Future regulations</li>
<li>How does the industry move forward?</li>
</ul>
&nbsp;
Richard Maton - Founder / Strategy Partner , Financial Institution Innovation Network / Aperio Strategy
Angus Moir - Lead Data Collection Transformation, Bank of England
Michael Holmes - Lead Technology Product Manager , Wolters Kluwer
Miles Barker - Program Delivery BA , Credit Suisse

Miles Barker

Angus Moir

Michael Holmes

Richard Maton

Panel Session – Digital Regulatory Reporting: What’s Next?

<ul>
<li>Regulatory requirements for new entrants</li>
<li>Building reporting in a new bank</li>
<li>Key challenges</li>
<li>Roadmap map to success</li>
</ul>
&nbsp;
Charles Resnick - Head of Financial Control, ClearBank

Charles Resnick

Automated Reporting at Start-up

As the complexity, scale and cost of regulatory reporting has increased in line with the growing regulatory rulebook over the past decade, the parallel need to find a smarter, more cost-effective and efficient path forward. With the Digital Regulatory Reporting (DRR) initiative, the Financial Conduct Authority (FCA) and Bank of England (BoE) aim to propel firms on to a streamlined, standardized and future-proof path, transforming the way banks process, analyze, interpret and report regulatory data.
This session will examine a best-practice approach to preparations for DRR, including;
<ul>
<li>Helping data working smarter and harder</li>
<li>Harnessing RegTech and embedding automation</li>
<li>Embracing an API-driven architecture</li>
<li>Uncovering opportunities with Blockchain</li>
<li>AI in Regulatory Reporting</li>
</ul>
&nbsp;
Michael Holmes - Lead Technology Product Manager , Wolters Kluwer

Digital Regulatory Reporting – The Opportunity

Astrid Frier - Head of FinTech , PPI AG
Charles Resnick - Head of Financial Control , ClearBank
Michael Holmes - Lead Technology Product Manager , Wolters Kluwer

This session will focus on:
<ul>
<li>Regulatory Reporting challenges and artificial intelligence opportunities</li>
<li>The end of transition period</li>
<li>Considerations for firms after the transition period</li>
<li>Temporary permissions regime</li>
<li>Onshoring and the Temporary Transitional Power</li>
</ul>
Rishabh Rai - Regulatory Reporting Analyst and Assistant Treasurer, Union Bank of India (UK) Ltd

Rishabh Rai,

Track 1: Post-Brexit Regulatory Space & Automation

<ul>
<li>Tackling the complexity</li>
<li>Multiple jurisdictions, regulations, and taxonomies</li>
<li>Multiple views on compliance</li>
<li>Sanctions, trust, and payments</li>
<li>Digitised documents and processes</li>
</ul>
Graham Bright - Head - Compliance and Operations , Euro Exim Bank Ltd.

Graham Bright

Track 2: The lifecycle of Cross Border trade

Execution timestamp has a standard definition within Critical Data Element, yet there are ambiguities on how best to implement within the financial industry. We will pinpoint the differences, demonstrate how to harmonize using the Common Domain Model and show the opportunities across all the types of business events.
&nbsp;
Dr. Ruddy Vincent - Director, Data and Digital Solutions , International Swaps and Derivatives Association (ISDA)
Lee McGouran &ndash; Project Delivery Manager &ndash; Morgan Stanley

Lee McGouran

Ruddy Vincent

Case study – CPMI IOSCO Critical Data Elements Harmonization, could it go further? Execution timestamp, a study case.

This panel will share insight into the current changes taking place in the banking and wider financial services industry. The session will cover the challenges, high volume, and pace of regulatory change.
Panellists will explore:
<ul>
<li>How to approach regulatory change management in FIs</li>
<li>The challenges &amp; risks in the evolving banking system</li>
<li>Exploring innovative technologies to manage regulatory changes and stay ahead of the curve</li>
</ul>
Richard Rosenholtz - Chairman and Managing Director , Nordic RegTech Association, NRTA
Abhishek Awasthi - Product Manager AI\ML, Head of Client Consulting , Adenza
Rajiv Mohapatra - Senior Counsel, Regulatory Affairs, Asia Pacific , Mastercard
Xavier Correa - Regulatory Policy Manager - BNP Paribas

Agenda

Speakers22 Speakers

Astrid Freier

Richard Maton

Richard Rosenholtz

Dr. Gary Chia-Hsing Li

Charles Resnick

Markus Cevela

Michael Zwettler

Graham Bright

Rishabh Rai,

Colin Ware

Dave Pickering

Christopher Owers

Xavier Correa

Miles Barker

Angus Moir

Matthew Tyrrell

Ruddy Vincent

Lee McGouran

Dr. Simone Bohnenberger-Rich

Abhishek Awasthi

Michael Holmes

Rajiv Mohapatra

Booth3 Booth

ADENZA

Eigen Technologies

Wolters Kluwer

Agenda

Speakers.css-1f6omqm{margin:0;font-size:1.4rem;font-weight:500;line-height:1.5;color:#5d5d5d;font-family:'Poppins',sans-serif;margin-left:0.8rem;}22 Speakers

Astrid Freier

Richard Maton

Richard Rosenholtz

Dr. Gary Chia-Hsing Li

Charles Resnick

Markus Cevela

Michael Zwettler

Graham Bright

Rishabh Rai,

Colin Ware

Dave Pickering

Christopher Owers

Xavier Correa

Miles Barker

Angus Moir

Matthew Tyrrell

Ruddy Vincent

Lee McGouran

Dr. Simone Bohnenberger-Rich

Abhishek Awasthi

Michael Holmes

Rajiv Mohapatra

Booth.css-7303n9{margin:0;font-size:1.4rem;font-weight:500;line-height:1.5;color:#5d5d5d;font-family:'Poppins',sans-serif;color:#FFFFFF;margin-left:0.8rem;font-weight:400;}3 Booth

ADENZA

Eigen Technologies

Wolters Kluwer

Speakers22 Speakers

Booth3 Booth